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 Answers to important questions on implementation 
of the Customs Union technical regulations​
 
 
 
 
 
 
Answers to Important Questions of General Interest
 
№​ Question Answer​
1 The technical regulations adopted by the Customs Union (CU) have no uniformity of presentation and appearance. All regulations are given in different style making it more difficult to understand them and to fulfil their requirements. Besides, the diagrams given in these documents contradict one another. Are you going to bring the CU's technical regulations into uniformity? 
We have no a goal to ensure uniformity of technical regulations of the Customs Union. It seems unlikely that the absence of uniformity can seriously affect the understanding of these documents.

The difference in presentation of particular standards in certain technical regulations are connected with the specifics of product groups subjected to technical regulation and with the diversity of authors of the CU technical regulations.
The CU technical regulations adopted or under development conform to the structure set out in the Recommendations for the Model Structure of Technical Regulation of the Eurasian Economic Community approved by the Decision of the Interstate Council of the Eurasian Economic Community of 27 October 2006 No. 321.
 
2 The documents of the Customs Union state that the Parties follow a uniform approach to technical regulation. In particular, it is declared that neither of the Parties may impose any additional requirements on the products subject to common requirements of the Customs Union. When this provisions will actually apply​?
In accordance with paragraph 3 Article 5 of the Agreement on Common Principles and Rules of Technical Regulation in the Republic of Belarus, Republic of Kazakhstan and the Russian Federation of 18 November 2010, from the effective date of a CU regulation setting out uniform requirements to products or to products and associated production, installation, setup, operation (use), storage, carriage (transportation), marketing and disposal processes, alongside with identification rules, forms, mechanisms and procedures of conformity assessment (confirmation) in the Customs Union member states, respective compulsory requirements established by the Parties' laws shall not apply.
Besides, in accordance with paragraph 2, Article 2 of the above Agreement, technical regulations have direct effect in the CU's customs territory, with national standards established in respect of the subject matter of such technical regulation becoming void from the moment of their coming into force.
 

It shall be also noted that in accordance with paragraph 1, Article 4 of the Agreement, technical regulations are developed only in respect of the products included in the consolidated list of products subject to compulsory requirements of the Customs Union (hereinafter - the Consolidated List). In accordance with paragraph 4, Article 3 of the Agreement the Parties shall not allow any compulsory requirements to be fixed in their laws in respect of the products that are not included in the consolidated list.

Thus, products shall no be subject to any additional requirements .

In 2012 7 technical regulations of the Customs Union came into force.


Before that moment the Parties had to take respective measures for implementing the CU technical regulations? in particular, where it concerned bringing national laws in conformity with the provisions of the CU technical regulations. The Eurasian Economic Commission repeatedly asked the governments of the Customs Union member states to provide information concerning the implementation of the CU technical regulations that came into force. However, until now such information has not been provided to the Commission.

3 The lists of regulatory requirements and respective test procedure documentation given in the CU technical regulations  have numerous gaps. What shall be done when no regulatory documents for test procedures are given at all? Is it possible to use regulatory documents from the List of Standards of another technical regulation of the CU?
Use of any standards from the List of Standards approved for the purposes of application of another technical regulation of the Customs Union is not provided in the Agreement on Uniform Principles and Rules of Technical Regulation in the Republic of Belarus, Republic of Kazakhstan and the Russian Federation.

Any information about discovered inconsistencies in the lists of standards of a specific technical regulation of the Customs Union shall be sent to the author body of the technical regulation, which, in accordance with the Decision of the EEC Board is responsible for annual update of the lists of standards.
 
4 According to the Decision of the CU Commission of 07.04.2011 No. 629 "the standardization bodies of the Parties which national standards are included in the List shall provide the Parties' standardization bodies with official copies of such national standards in Russian in an electronic form". As new technical regulations of the CU will soon come into force, the texts of respective standards are urgently required. Where can one see them?
We consider it appropriate, based on paragraph 11 of the Instruction approved by the Decision of the Customs Union Commission of 7.04.2011 No. 629, to request the Parties' standardization bodies to provide official copies of these national standards.
 
In case the competent bodies refuse to do so, this issue shall be considered at the meeting of the Advisory Committee for Technical Regulation, Sanitary, Veterinary and Phytosanitary Measures. Russian standards are available also through Internet (they are posted by Rosstandart, Consultant-Plus, Techexpert, etc.). In the Republic of Belarus the National Fund of Technological Regulations (BelGISS) provides free access only to an STB, ISO or EN card, and in the Republic of Kazakhstan free access is provided to the Index of Standards ST RK (KazInSt). The texts of respective regulatory documents can be received on contractual (paid) basis only.​
 
5 What shall be done when a manufacturer is not a member of the CU, and the products shall be entered based on the Consolidated list of products subject to compulsory conformity assessment (confirmation) approved by the Decision of the CU Commission of 07.04.2011 No. 620 (and the products are subject to compulsory certification in accordance with national law)? Can the applicant receive a certificate of conformity within the CU or a national certificate only may be given? And what procedures shall be followed? In accordance with paragraph 1 of the note to the Consolidated list of products subject to compulsory conformity assessment (confirmation) within the Customs Union with issuance of uniform documents (hereinafter - the Consolidated List), approved by the Decision of the Customs Union Commission of 07.04.2011 No. 620 "On New Revision of the Consolidated list of products subject to compulsory conformity assessment (confirmation) within the Customs Union with issuance of uniform documents approved by the Decision of the Customs Union Commission of 18 June 2010 No. 319", the products included in the Consolidated List may be given, at the applicant's option, uniform certificates and declarations of conformity and/or certificates and declaration of conformity issued in accordance with national law of the Customs Union member states.


Products of foreign manufacturers other than the CU member states shall be shall be provided with certificates or declarations of conformity in accordance with the national law of a Customs Union member state, or uniform certificates of conformity for the products subject to compulsory certification (item "1" in the Consolidated list).


In accordance with paragraph 5 of the Decision of the Customs Union Commission of 18.06.2010 No. 319 "On Technical Regulation in the Customs Union" from 1 July 2010, certification and registration of declarations of conformity in respect of the products included in the Consolidated List shall be organized by competent authorities of the Republic of Belarus, the Republic of Kazakhstan and the Russian Federation.

6 When the technical regulation of the CU has not yet been introduced and the products shall be certified in accordance with the Consolidated list of products subject to compulsory certification within the Customs Union, and the applicant wishes to receive a certificate of the Customs Union, which certification procedures shall be followed: the model procedures in line with the "Instruction on the application of model conformity assessment (confirmation) procedures", approved by the Decision of the CU Commission of 7 April 2011 No. 621, or national procedures?
In accordance with paragraph 5 of the Decision of the Customs Union Commission of 18.06.2010 No. 319 "On Technical Regulation in the Customs Union" from 1 July 2010, certification and registration of declarations of conformity in respect of the products included in the Consolidated List of products subject to compulsory conformity assessment (confirmation) within the Customs Union with issuance of uniform documents (approved by the Decision of the Customs Union Commission of 07.04.2011 No. 620 "On New Revision of the Consolidated list of products subject to compulsory conformity assessment (confirmation) within the Customs Union with issuance of uniform documents (hereinafter – the Consolidated List) approved by the Decision of the Customs Union Commission of 18 June, 2010 No. 319", shall be organized by competent authorities of the Republic of Belarus, the Republic of Kazakhstan and the Russian Federation.

In accordance with paragraph 12 of the note to the Consolidated List of products, uniform certificates and declarations of conformity issued and accepted are documents confirming the conformity of respective products with the requirements of national laws of the Customs Union member states.

 

In accordance with paragraph 5 of the Instruction on the Unified register of issued uniform certificates of conformity and registered uniform declarations of conformity approved by the Decision of the CU Commission of 18 June, 2010 No. 319,information about certificates and declarations of conformity shall be recorded by the Parties' competent bodies in the national parts of the unified Register based on a decision to issue a certificate or registration of a declaration of conformity, or their suspension, renewal, extension or termination in the manner established by the Party's law.​

7 When the manufacturer is not a member of the Customs Union the products shall be entered based on the Consolidated list of products subject to compulsory certification within the Customs Union and shall be certified in accordance with national law, it is necessary to issue a CU certificate or a national certificate only will be enough?
In accordance with paragraph 1 of the note to the Consolidated list of products subject to compulsory conformity assessment (confirmation) within the Customs Union with issuance of uniform documents (hereinafter - the Consolidated List), approved by the Decision of the Customs Union Commission of 07.04.2011 No. 620 "On New Revision of the Consolidated list of products subject to compulsory conformity assessment (confirmation) within the Customs Union with issuance of uniform documents approved by the Decision of the Customs Union Commission of 18 June 2010 No. 319", the products included in the Consolidated List may be given, at the applicant's option, uniform certificates and declarations of conformity and/or certificates and declaration of conformity issued in accordance with national law of the Customs Union member states.​

 

Products of foreign manufacturers other than the CU member states shall be shall be provided with certificates or declarations of conformity in accordance with the national law of a Customs Union member state, or uniform certificates of conformity for the products subject to compulsory certification (item "1" in the Consolidated list).

In accordance with paragraph 5 of the Decision of the Customs Union Commission of 18.06.2010 No. 319 "On Technical Regulation in the Customs Union" from 1 July 2010, certification and registration of declarations of conformity in respect of the products included in the Consolidated List shall be organized by competent authorities of the Republic of Belarus, the Republic of Kazakhstan and the Russian Federation.
 
8 Shall the requirements given in a technical regulation (for example, the TR "On Safety of Machines and Equipment") be stated in the accreditation area or it is enough to use the indicators given in the standards from the list to the technical regulation? We mean the following requirements of the technical regulation "On Safety of Machines and Equipment": "Machine and/or equipment control systems shall include safety alarm devices and other devices warning about functional failures of a machine and/or equipment that give rise to occurrence of hazardous situations"; "Machine and/or equipment control shall eliminate the potential hazard of their cofunction, or in case of failure of any part"; "If a machine and/or equipment uses electric energy, they shall be developed (designed), manufactured and installed in such a way to eliminate the electric shock hazard".
This issue lies within the competence of national accreditation bodies (for example, for the Republic of Kazakhstan this it TOO (LLP) National Accreditation Center).
 
9
1. If the requirements of a technical regulation, similar to the above, shall be stated in the accreditation area, then what regulatory document shall be given for test procedures? Shall the requirements given in the  technical regulation be stated in the accreditation area as they read, for example: "The controls of a machine and/or equipment shall be easily accessible and identifiable, provided with legends, symbols or other marks, designed and placed in such a way to exclude their inadvertent movement and provide their reliable, steady and precise manipulation" or is it possible to put all requirements to controls together in one general phrase, for example "requirements to equipment controls"?

2. If the products is only subject to declaration (like perfumes and cosmetics), and the test laboratory that delivers conformity assessment (confirmation) has no accreditation for individual parameters, is it possible to enter into test subcontracts for such parameters with other test laboratories?

May a conformity assessment body enter into subcontracts for individual parameters with laboratories from other CU states having accreditation for such parameters and included in the register of the CU test laboratories?​

 
1. This issue lies within the competence of national accreditation bodies (for example, for the Republic of Kazakhstan this it TOO (LLP) National Accreditation Center).
 

 
2. Certification bodies may enter into subcontracts for individual parameters with any test laboratories (centers) included in the Unified Register of the Customs Union.
 
10 Considering the low number of test laboratories for explosion-proof equipment within the Customs Union, is it possible to add to the corresponding regulation the certification mechanism (9c) allowing the issue of certificates of conformity based on the analysis of supporting documents, including factory test reports?  The number of certified test laboratories is the issue that lies within the competence of national accreditation bodies (for example, for the Republic of Kazakhstan this it TOO National Accreditation Center). Introduction of amendments to a technical regulation of the Customs Union is regulated by the provisions of the Regulation on Development, Adoption, Amendment and Cancellation of Technical Regulations of the Customs Union approved by the Decision of the Council of the Eurasian Economic Commission No. 48 of 20 June 2012.
11
1. What procedure will be used for setting up the Unified Register of Certification Bodies and Test Laboratories of the Customs Union?
 

 
2. When the new form of the CU certificates and declarations will be available? Will it be necessary to submit reports to the CU certificate register directly or through a competent national authority? Is it necessary to make duplicates of reports for the national accreditation center ?

 
 

 

3.Will the products covered by the CU technical regulations be excluded from national lists?

 
1. Setting up and maintenance of the Unified Register of Certification Bodies and Test Laboratories (Centers) of the Customs Union is ensured by the Eurasian Economic Commission based on proposals to include certification bodies and/or laboratories in the Unified Register, received from the Parties' competent authorities.
 

 
2. In accordance with paragraph 2.2. of Annex 1 to the Common Form of Certificate of Conformity with the Requirements of the CU Technical Regulation(s) approved by the Decision of the CU Commission No. 896 of 09.12.2011 "On Common Forms of Conformity Assessment (Confirmation) Documents (Declaration of Conformity with Technical Regulations of the Customs Union, Certificate of Conformity with Technical Regulations of the Customs Union)», forms shall be manufactured by the CU member states typographically. The typographic number of the form produced in the Republic of Belarus shall have the text "series BY", in the Republic of Kazakhstan - "series KZ", in the Russian Federation - "series RU".
 

 

 

3. In accordance with paragraph 4 Article 2 of the Agreement on Uniform Principles and Rules of Technical Regulation in the Republic of Belarus, Republic of Kazakhstan and the Russian Federation the Parties shall ensure circulation of the products meeting the requirements of technical regulations of the CU without imposing any additional requirements in respect to those contained in the CU technical regulation for such product and without following any additional conformity assessment (confirmation) procedures.​

 
12 What will be the term of certificates? Can they be issued for 5 years? The certificate validity term is set out in technical regulations of the Customs Union.
13 Products covered by a technical regulation of the Customs Union is excluded from the CU Consolidated List. But the consolidated list contained only a few product codes. Now, according to definitions in technical regulations, they cover much more products. Are there any plans to form any list of products covered by technical regulations of the CU (for example, for customs authorities poorly aware of the mechanisms of placing products under particular technical regulations) or this will be all done at the discretion of the conformity assessment body? In this case liberal interpretation abuse is possible​
Plans of actions required for the implementation of technical regulations of the Customs Union approved by respective decisions of the CU Commission and the EEC Board imply development and approval of a List of Products giving their codes in accordance with the Foreign Trade Goods Classification of the Customs Union (TN VED codes) for each technical regulation of the Customs Union where a customs declaration submitted to a customs authority shall be accompanied by one of conformity documents confirming the product compliance with the requirements of a technical regulation.
14 When are you going to make up for test procedures missing in the Lists of Standards to technical regulations of the CU? Currently this issue is being considered by the Eurasian Economic Commission with account of the Parties' proposals.
15 It is urgently required to provide the texts of the standards for the technical regulations of the Customs Union, coming into effect in February 2013, as now it the time to analyse additional requirements that they contain, test procedures and order additional test equipment and measuring instruments, which takes quite a long time. This issue lies within the competence of national standardization bodies.
16 As the "List of Support Documents for Codes and Standards of Technical Regulations of the Customs Union" cannot ensure the completeness of product tests, may we, in our accreditation area, use the techniques published on http://www.eecomission.org (section "Oversight and Control of Goods (Products) Safety", "The List of Methods (Techniques) used for Assessment (Confirmation) of Products Conformity with the sanitary epidemiological and hygienic requirements established by technical regulations of the CU and Unified Sanitary Epidemiological and Hygienic Requirements for Goods Subject to Sanitary and Epidemiological Control (Supervision) (22 Mb archive)»? Nowadays the issue of application of measurement procedures (measurement techniques) during assessment (confirmation) of products conformity with the requirements of a technical regulation of the Customs Union with the list of procedures  has been put on the agenda of the Third Advisory Committee for technical regulation and application of sanitary, veterinary and phytosanitary measures.
17 Question concerning copies of customs clearances getting into the territory of Kazakhstan. Copies of customs clearances getting into the territory of the Republic of Kazakhstan have black-and-white format and different forms of certification (either by the applicant, or by a notary, or without the words "true copy"). It is necessary to develop uniform execution and registration rules for the Customs Union clearances or prepare a document which would provide the procedure for appropriate copy-making in each of the CU member states.
In accordance with paragraph 4 of Annex 1 to Common Forms of Certificates and Declarations of Conformity of the Customs Union (approved by the Decision of the CUC No. 319 of 18.06.2010 with the amendment approved by the Decision of the CUC No. 383 of 20.09.2010), copies of certificates of conformity executed in a common form, including their annexes, shall be certified in accordance with the law of the Party where such certificate of conformity, executed in a common form, was issued.

In the Republic of Belarus, in accordance with the "Conformity Confirmation Rules of the National Conformity Confirmation System of the Republic of Belarus " (approved by the Directive of Gosstandart of 26.05.2011 No. 23), copies of certificates of conformity shall be executed on standard forms, certified by an accredited certification authority that issued the certificate or by regional standardization, metrology and certification centers.

 

In the Russian Federation, in accordance with the letter of the State Committee of the Russian federation for Standardization and Metrology of 22.09.2000 No. ИК-110-19/3022 (in pursuance of article 12 of the Rules of Sale of Certain Types of Goods approved by the Directive of the Government of the Russian Federation of 19.01.1998 No. 55, as amended by Directives of 20.10.1998 No. 1222 and of 2.10.1999 No. 1104), copies of certificates of conformity shall be made on sheets of white paper and certified by the holder of the original certificate of conformity, a notary or the certification authority that issued the certificate of conformity .


In the Republic of Kazakhstan, in accordance with the CU technical regulation "Conformity Confirmation Procedures" (approved by the Directive of the Government of the Republic of Kazakhstan of 4 February 2008 No. 90 )  copies of certificates of conformity shall be made on standard forms and certified by the signature of a head officer or his authorized representative and the stamp of a certification authority.

18 ​Is it acceptable to give several TN VED codes and several countries of origin, or several manufacturers in one declaration of conformity? Requirements to the form of a certificate or declaration of conformity with a technical regulation of the Customs Union are set forth in the annexes to the Common Forms of Conformity Assessment (Confirmation) Documents (Declaration of Conformity with Technical Regulations of the Customs Union, Certificate of Conformity with Technical Regulations of the Customs Union) approved by the Decision of the CU Commission No. 896 of 09.12.2011.
19 Will a declaration of conformity or the Uniform certificate of conformity be executed in national language (if no, it will be a violation of the technical regulation of the Republic of Kazakhstan No. 277 of 21.03.2008 about marking in national language)? In accordance with paragraphs 2.3 and 2.2 of Annex No. 1 to the Common Form of Certificate of Conformity with the Requirements of the Technical Regulation(s) of the Customs Union and Annex No. 2 to the Common Form of Declaration of Conformity with the Requirements of the Technical Regulation(s) of the Customs Union approved by the Decision of the CU Commission No. 896 of 09.12.2011, forms shall be completed using electronic printing devices only. The face of the form shall be filled out in Russian, and the back side may be filled out in the national language of the Customs Union member state where the certificate (declaration) of conformity was issued in accordance with uniform details (positions).
20 Official and military uniforms are not covered by any common technical regulations. What regulatory document shall a declaration or a certificate of conformity refer to for this type of apparel (the evidentiary base of the CU technical regulation does not include any standard for this type of apparel)? Products delivered under a government defence order are not regulated by technical regulations of the Customs Union.
21 How will you issue declaration of conformity in respect of products with limited lifetime? Validity of declarations of conformity will be specified in technical regulations of the Customs Union​.
22 Is it possible to use conformity certification instead of conformity declaration at the applicant's option? Conformity declaration may be replaced with conformity certification at the applicant's option where provided by the technical regulation of the Customs Union.
23 In the technical regulation of the CU 009/2011 "On Safety of Perfumes and Cosmetics", according to Annex 7 in the 2 group of products "Other Cosmetics" requirements to permissible levels of microbiological safety indicators (except aerobic and facultative anaerobic mesophilic count) are higher (not allowed in 0.1 g or 0.1 ml) than for group 1 "Child care, eye care, intimate care, oral hygiene" (not allowed in 0.5 g or 0.5 ml.). In previously used regulatory documents, SanPiNs, GOSTs, requirements to childcare and eye care cosmetics were higher than to the rest of cosmetics. What is the reason? The draft technical regulation of the CU "On Safety of Perfumes and Cosmetics" has duly passed public discussion and intrastate approval procedures in the Parties and was also considered and approved at the meeting of the Coordination Committee for Technical Regulation and Application of Sanitary, Veterinary and Phytosanitary Measures of the Customs Union Commission​.
24 The list of the CU TR 009/2011 has a reference to ISO 18416-2009 "Detection of Candida albicans", but it is not registered in the Republic of Kazakhstan. Where can one buy this regulatory document?
The lists of standards to the technical regulation "On Safety of Perfumes and Cosmetics" (CU TR 009/2011) does not provide for the use of ISO 18416-2009. The lists provide for the development of an interstate standard based on ISO 18416-2009.

At present. Gosstandart of the Republic of Belarus is preparing a draft program for the development of interstate standards for this technical regulation, which implies the development of an interstate standard based on ISO 18416-2009 by the Republic of Belarus.

 
25 The Republic of Belarus cancelled SanPiN No. 130-А of 13.08.08 registered in the List of regulatory documents of CU TR 009/2011. Is it lawful to use this document within the Customs Union, in particular, in the Republic of Kazakhstan? Gosstandart of the Republic of Belarus has prepared proposals concerning the removal of SanPin No. 130-A from the lists of standards to the technical regulation "On Safety of Perfumes and Cosmetics".
26
The lists of standards to CU TR 007/2011 and CU TR 017/2011 have no regulatory document for the detection of hexamethylenediamine in air.

The lists of standards to CU TR 007/2011 have no regulatory document for the detection of ethylene glycol in air.

 
Nowadays the issue of application of measurement procedures (measurement techniques) during assessment (confirmation) of products conformity with the requirements of a technical regulation of the Customs Union with the list of procedures has been put on the agenda of the Third Advisory Committee for technical regulation and application of sanitary, veterinary and phytosanitary measures​
27
CU TR 017/2011
On Safety of Soft Goods

 
The lists of standards to CU TR 007/2011 and CU TR 017/2011 have no regulatory document for the detection of toluene diisocyanate.
 
Nowadays the issue of application of measurement procedures (measurement techniques) during assessment (confirmation) of products conformity with the requirements of a technical regulation of the Customs Union with the list of procedures has been put on the agenda of the Third Advisory Committee for technical regulation and application of sanitary, veterinary and phytosanitary measures.
28
Article 8 of the technical regulation of the Customs Union "On Safety of Machines and Equipment" (Conformity Confirmation) p. 5: At the applicant's discretion, declaration of conformity in respect of machines and/or equipment included in the List given sub-paragraph 1, paragraph 4 of this Article may be replaced by certification following the certification patterns equivalent to conformity declaration patterns provided for machines and/or equipment in this technical regulation, including when the applicant does not have enough own evidence to confirm the conformity with the requirements of this technical regulation.
Sub-paragraph 1, paragraph 4 of this Article: Conformity declaration shall be used by the applicant in respect of machines and/or equipment included in the List of objects of technical regulation subject to confirmation of conformity with the requirements of the technical regulation of the Customs Union "On Safety of Machines and Equipment" in the form of conformity declaration, given in Annex 3.

 
Question: Annex No. 3 contains the list of objects of technical regulation subject to confirmation of conformity with the requirements of the technical regulation of the Customs Union "On Safety of Machines and Equipment" in the form of conformity declaration. If the applicant has no or does not have enough evidence to confirm the conformity with the requirements of this technical regulation, then may the conformity confirmation body, at the applicant's discretion, carry out conformity confirmation of the form of certification? But certification is provided on a compulsory basis only. There is no provision for voluntary certification. There are no relevant forms.
 
Conformity declaration may be replaced with conformity certification at the applicant's option where provided by the technical regulation of the Customs Union.
In accordance with paragraph 2, Article 7 of the Agreement on Uniform Principles and Rules of Technical Regulation in the Republic of Belarus, Republic of Kazakhstan and the Russian Federation compulsory confirmation of products conformity with the requirements of technical regulations of the Customs Union is carried out by way of declaration and certification.​
 
29
Article 8 of the technical regulation of the Customs Union "On Safety of Machines and Equipment" (Conformity Confirmation) p.10: In the process of confirmation of conformity of machines and/or equipment the applicant put together a package of documents for machines and/or equipment which confirms their conformity with the safety requirements in this technical regulation and includes:
- a safety case;

- specifications (if any);

- operating documents;

- a list of standards given in Article 6 applicable to such machines and/or equipment (if used by the manufacturer);

- a contract (supply agreement) (for a batch or a single item) or shipping documentation (for a batch or a single item);
 

a certificate for the manufacturer's management system (if available);


- information about completed research (if any);


- reports for machine and/or equipment tests performed by the manufacturer, seller, person acting as a foreign manufacturer and/or test laboratories (centers) (if any);


- certificates of conformity for materials, components or their test reports (if any);


- certificates of conformity for such machines and/or equipment received from foreign certification bodies (if any);


other documents directly or indirectly confirming the conformity of machines and/or equipment to safety requirements of this technical regulation (if any).

 

Questions:


1. If none of the above documents is available, the conformity confirmation authority cannot dismiss the application for conformity confirmation even if the documents provided are not sufficient for conformity confirmation?


2. Article 4 of this technical regulation reads about safety assurance of machines and/or equipment during development (design). In this connection we consider it necessary to make project and design documentation part of evidentiary materials used as a basis for making a declaration of conformity, as a safety case.


3. Article 5 of this technical regulation reads about safety assurance of machines and/or equipment during manufacture, storage, transportation, operation and disposal. n this connection we consider it necessary to make regulatory documentation (translated into a national and/or the Russian language) part of evidentiary materials used as a basis for making a declaration of conformity, as a safety case.

1. The package of documents detailed in paragraph 10, Article 8 of the technical regulation of the Customs Union "On Safety of Machines and Equipment" (hereinafter - the technical regulation) shall be delivered by the applicant as part of the application for conformity certification in accordance with paragraph 1, Article 11 of the technical regulation. Documents included in such package cannot provide grounds for conformity confirmation by certification as the certification patterns established in Article 11 of the technical regulation imply relevant procedures to be followed by a certification body for taking a particular decision.
Conditions of application of the documents specified in paragraph 10, Article 8 of the technical regulation are set out in paragraph 2, Article 10 of the technical regulation.

2. In accordance with Article 2 of the technical regulation, a "safety case" is a document containing risk analysis and information from design, operating and process documentation about the required minimum of safety measures, which accompanies machines and/or equipment throughout their entire lifecycle and is supplemented by information about operating risk assessment results after major overhauls. A document equivalent for "safety case" for machines and equipment is the technical file in Directive 2006/42 ЕU ((98/37 ЕU) Machinery Safety.
 

In accordance with paragraph 10, Article 8 of the technical regulation a "safety case" is part of the package of documents for machines and/or equipment that confirms their conformity with the safety requirements of the technical regulation.


3. It is not clear which regulatory documents are meant. In Article 5 of the Technical regulation no regulatory documents are mentioned.


​According to paragraph 10, Article 8 of the technical regulation a package of documents for machines and/or equipment which confirms their conformity with the safety requirements of the technical regulation includes, without limitation:

- a safety case;

- specifications (if any);

- operating documents;

- a list of standards given in Article 6 applicable to such machines and/or equipment (if used by the manufacturer).


30
Annex 3 to the technical regulation of the Customs Union "On Safety of Machines and Equipment" contains the list of objects of technical regulation subject to conformity confirmation (in the form of certification or conformity declaration) under the Russian National Classification of Products.

Question: For identification of products (machines and/or equipment), considering their complexity, this list shall be put into conformity with the Common Customs Tariff of the Customs Union.

It is not clear why the author of the question came to the conclusion that Annex 3 to the technical regulation of the Customs Union "On Safety of Machines and Equipment" (hereinafter - the technical regulation) has been developed in accordance with the Russian National Classification of Products.
In accordance with paragraph 7, Article 1 of the technical regulation, identification of machines and/or equipment implies assessment of conformity of particular machines and/or equipment to the model or their description that may be represented by the standards specified in paragraph 1, Article 6 of the technical regulation, classifications, specifications and drawings, technical requirements or operating documents.

 

Due to its structure and content the Common Customs Tariff of the Customs Union cannot be used for identification of machines and/or equipment.

 

Please be also informed that the plan of actions required for the implementation of the technical regulation approved by the Decision of the Board of the Eurasian Economic Commission of  5 April 2012 No. 22 imply development and approval of a List of Products giving their codes in accordance with the Foreign Trade Goods Classification of the Customs Union (TN VED codes) for all products where a customs declaration submitted to a customs authority shall be accompanied by one of conformity documents confirming the product compliance with the requirements of a technical regulation, and such list shall be prepared before 15 February, 2013.

 
31
In Annex 3 (List of objects of technical regulation subject to confirmation of conformity with the requirements of the technical regulation of the Customs Union "On Safety of Machines and Equipment" in the form of declaration of conformity) p. 50 Gas and combined (except modular) liquid-fuel, built-in burners, designed for use in industrial processes at production facilities.
Questions:

Gas burners are covered by the technical regulation CU TR "On Safety of Gas-Fuelled Devices". Does it mean that gas burners are covered by two technical regulations?
 

 In accordance with the technical regulation "On Safety of Machines and Equipment" gas burner conformity confirmation is carried out through conformity declaration.


In accordance with the technical regulation "On Safety of Gas-Fuelled Devices" gas burner conformity confirmation is carried out through certification.


In both cases it concerns industrial gas burners that is why two technical regulations contradict each other.

The object of technical regulation of the technical regulation of the Customs Union "On Safety of Machines and Equipment" is gas and combined (except modular), liquid-fuel, built-in burners, designed for use in industrial processes at production facilities.
The object of technical regulation of the technical regulation "On Safety of Gas-Fuelled Devices" are household gas infrared radiant burners, special-purpose industrial gas burners ("bright" infrared radiant heaters); modular industrial gas burners; modular industrial combination burners.

 

Thus, the above regulations have different regulation objects.

32
The technical regulation (the Annex) shall contain common forms of documents required for conformity confirmation procedure, both for certification and for declaration (For example, for certification: Application, Decision on Application, Sampling Report, Expert Opinion, Decision of Issue, Report on Production Status Analysis Result, Process instruction in respect of the right to use market circulation mark of the Customs Union member states, indicating the positions that they shall include).

 

Besides, clear instructions shall be given as to what documents shall be included in the package: for certification and conformity declaration.

 
In accordance with the laws of the Customs Union member states conformity confirmation is carried out by certification authorities on a contract basis. The documents mentioned in the question, which support conformity confirmation procedure, are regulated by the internal flow of documents of accredited certification authorities included in the  Unified Register of Certification Bodies and Test Laboratories (Centers) of the Customs Union​.
33 The technical regulation of the Customs Union "On Safety of Machines and Equipment". Please update the List of Standards which voluntary maintenance provides conformity with the requirements of the technical regulation, as the List contains outdated ineffective or repealed regulatory documents. Please provide the updated list in the nearest time and ensure full package of regulatory documents by November 2012. Before the technical regulation of the Customs Union comes into force it is necessary to work on regulatory documents and acquire respective test equipment (if necessary). 
The plan of actions required for the implementation of the technical regulation of the Customs Union "On Safety of Machines and Equipment" approved by the Decision of the Board of the Eurasian Economic Commission of  5 April, 2012 No. 22 imply development and submission to the Eurasian Economic Commission of proposals concerning updating of the List of Standards, which voluntary maintenance provides conformity with the requirements of the technical regulation, alongside with interstate standards containing survey (test) and measurement rules and procedures, including sampling rules required for the application and observance of requirements of the technical regulation and assessment (confirmation) of conformity based on monitoring of the results of application of standards included in the List, and such update shall be carried out at least once a year after 15 February, 2013 (the Party in charge is the Russian Federation together with competent bodies of the Parties).

Until the present the Commission has not received any proposals from the Parties.

 
34 Technical regulations for low-voltage equipment and electromagnetic compatibility will be introduced in February 2013. Why are the certificates of the Customs Union between Belarus and Russia are executed now, before their introduction? This disorients the Applicants, as product marking does not meet legal requirements of the Republic of Kazakhstan (TR 277 "Marking, packaging, labelling and their correct use" and Law on Languages, which makes such certificates invalid in this respect too. The Republic of Belarus and the Russian Federation issue certificates of conformity and register declarations of conformity executed in common forms for the products included in the Consolidated List of products subject to compulsory conformity assessment (confirmation) within the Customs Union with issuance of uniform documents, approved by the Decision of the Customs Union Commission of 07.04.2011 No. 620.
35
The list of the standards which voluntary maintenance provides conformity with the requirements of the technical regulation of the Customs Union "On Safety of Low-Voltage Equipment" (CU TR 004/2011)
APPROVED by the Decision of the Customs Union Commission of 16 August, 2011 No. 768 (372 items listed)

 
1. In accordance with Annex 3 to ref. No. 4-1/76 of 29.03.2012

 
The LIST of regulatory documents cancelled/replaced by the decision of the 40th meeting of the Interstate Council, by correspondence and the Interstate Scientific and Technical Commission for Standardization, Rate Setting and Conformity Assessment in Construction 54 items are replaced for standards 2011 which are unobtainable, this is 14.5% of the entire list.

 

2. Documents cancelled, repealed in the RF and replaced according to different information management systems are 34 items, which is 9%

 
In accordance with the Regulation on developing the lists of international and regional (interstate) standards, and in case of their absence - of national (state) standards ensuring conformity with the requirements of the technical regulation of the Customs Union and necessary for assessment (confirmation) of conformity, approved by the Decision of the Customs Union Commission of 7 April 2011 No. 629:
Standardization bodies of the Parties which national (state) standards are included in the List shall provide to the Parties' standardization bodies with official copies of such national standards in Russian in an electronic form.

 

The Party's body in charge of the development together with the Party's standardization body ensures update of the List at least once a year based on monitoring and the results of application of standards included in the List, and the Parties' proposals on their update.

 
36
The list of standards containing survey (test) and measurement rules and procedures, including sampling rules required for the application and observance of requirements of the technical regulation of the Customs Union "On Safety of Low-Voltage Equipment" (CU TR 004/2011) and assessment (confirmation) of products conformity.
APPROVED by the Decision of the Customs Union Commission of 16 August 2011, No. 768

(362 items listed)

1. In accordance with Annex 3 to ref. No. 4-1/76 of 29.03.2012

The LIST of regulatory documents cancelled/replaced

by the decision of the 40th meeting of the Interstate Council, by correspondence and the Interstate Scientific and Technical Commission for Standardization, Rate Setting and Conformity Assessment in Construction
 

78 items are replaced for standards 2011 which are unobtainable, this is 21.5% of the entire list.

 

2. Documents cancelled, repealed in the RF and replaced according to different information management systems are 


20 items which is 5.5% of the entire list..

In accordance with the Regulation on developing the lists of international and regional (interstate) standards, and in case of their absence - of national (state) standards ensuring conformity with the requirements of the technical regulation of the Customs Union and necessary for assessment (confirmation) of conformity, approved by the Decision of the Customs Union Commission of 7 April 2011 No. 629:
Standardization bodies of the Parties which national (state) standards are included in the List shall provide to the Parties' standardization bodies with official copies of such national standards in Russian in an electronic form.

 

The Party's body in charge of the development together with the Party's standardization body ensures update of the List at least once a year based on monitoring and the results of application of standards included in the List, and the Parties' proposals on their update.

 
37
The technical regulation of the Customs Union "On Safety of Low-Voltage Equipment" (CU TR 004/2011)
APPROVED by the Decision of the Customs Union Commission of 16 August, 2011 No. 768.

1. Article 4 Safety Requirements.

For testing for the above parameters the Applicant shall provide from 3 to 5 devices that will be destroyed during full-scale GOST tests, which becomes a too costly affair for the Applicant.
 

It shall be specified for what products and for which parameters and specific items of particular regulatory documents certification tests with non-destructive testing are required, so that the conformity confirmation procedure did not shock the Applicant. For this purpose a conformity confirmation procedure shall be developed for specific products with specific TN VED codes for specific parameters specifying regulatory documents (for products and test methods) and specific items. Then there will be no misunderstanding concerning the procedure of conformity confirmation in the form of certification..

 
The draft technical regulation of the Customs Union "On Safety of Low-Voltage Equipment" together with the draft list of standards has duly passed public discussion and intrastate approval procedures in the Parties and was also considered and approved at the meeting of the Coordination Committee for Technical Regulation and Application of Sanitary, Veterinary and Phytosanitary Measures of the Customs Union Commission.
The plan of actions required for the implementation of technical regulations of the Customs Union approved by the Decision of the Customs Union Commission of 9 December 2011 No. 895 also provides for the update of the Lists of Standards which voluntary maintenance provides conformity with the requirements of the technical regulation 004/2011, and the standards containing survey (test) and measurement rules and procedures, including sampling rules required for the application and observance of CU TR 004/2011 and assessment (confirmation) of products conformity based on monitoring of the results of application of standards included in the List and the proposals of the Parties' bodies (the Party in charge is the Republic of Belarus together with competent bodies of the Parties).
 

With any proposals concerning the introduction of relevant amendments to the List of Standards, which imply application of individual sections (paragraphs, subparagraphs) of the standard, where the compliance with the technical regulation of the Customs Union may be ensured by application of individual sections (paragraphs, subparagraphs) of the standard rather than the entire standard, one shall contact the technical regulation authority of the Republic of Kazakhstan.​

 
38
Agreement on mutual recognition of accreditation... states that the Parties recognize accreditation of certification bodies and test laboratories (centers) on certain conditions.
For example, functioning of the national accreditation system in accordance with international standards. However, at present there are around 19 industry-specific accreditation systems in Russia where one and the same certification body or test laboratory (center) may have accreditation. There is no mutual comparative evaluation or information about such evaluation. Accreditation requirements differ. Such system does not meet the requirements of international standards.

 

What uniform approach and mutual recognition is meant in this context?

 
In accordance with paragraph 1 of the Directive on Federal Accreditation Service approved by the Ruling of the RF Government of 17.10.2011 No. 845, the Federal Accreditation Service (Rosakkreditatsiya) is a federal executive body developing the uniform national accreditation system and supervising the operations of accredited persons.

The Federal Accreditation Service is a competent federal executive body having functions of the Russian Federation national authority for accreditation.

39
There is a Directive on development and maintenance of the Unified Register of Issued Uniform Certificates of Conformity and Registered Uniform Declarations of Conformity which, in particular, reads: 6. Information about certificates of conformity shall be recorded by the Parties' competent bodies in the national parts of the unified Register in the form of an electronic record comprising:
1) the reference number of the certificate of conformity, validity and the number of the form on which the certificate of conformity is executed…

4) the name, legal and physical address of the certification authority that issued the certificate of conformity;

5) the full name of the head of the certification authority,

6) the full name of the professional auditor (expert);…
 

10) information about the documents filed by the applicant to the certification authority and confirming that the products meet the requirements of regulatory documents, information about completed surveys (tests) and measurements…


The Kazakh Party observes the requirements of this directive. Information in the in the national parts of the Unified Register is given in accordance with p.6 of the Directive. However, the Russian and the Belarus parts of the Unified Register have no information specified in pp. 4, 5, 6, 10 of the Directive* (see pages 10-12).

In accordance with paragraph 8 of the Directive on the Unified Register of issued uniform certificates of conformity and registered uniform declarations of conformity approved by the Decision of the CU Commission of 18 June, 2010 No. 319 competent authorities shall, no later than three days after the issue/registration of a certificate/declaration of conformity:
information about certificates of conformity specified in subparagraphs 1 (except the information about the umber of the form on which the certificate of conformity is executed), 2, 3, 7 – 9, 12 and 13 of paragraph 6 of this Directive;

 

information about declarations of conformity specified in subparagraphs1 – 6, 8 and 11 of paragraph 7 of this Directive.

 
40
Кazakhstan is a full-fledged member of ILAC and PAC. Membership in these organizations implies recognitions of test and conformity assessment results.
However, acting in the context of the Customs Union Kazakhstan is unable to ensure such recognition for other members of ILAC and PAC.

 

 Question: Can this problem be solved in the context of the Customs Union?

 
In accordance with p. 1, Article 8 of the Agreement on Uniform Principles and Rules of Technical Regulation in the Republic of Belarus, Republic of Kazakhstan and the Russian Federation products conformity with the requirements set out in a technical regulation of the Customs Union shall be assessed by certification authorities and test laboratories (centers) included in the Unified Register of Certification Bodies and Test Laboratories.
Currently this issue is being considered by the Parties (letter of 27 July, 2012 with ref. No. ЕЭК/6-2539)  

 

Until the present, the EEC have received no response.

 
41
The Ruling of the Government of the Republic of Kazakhstan No. 90 Technical Regulation "Conformity Confirmation Procedures", where it concerns testing of samples of products which transportation is extremely expensive or difficult (too large dimensions, brittleness, etc.), tests may be performed at the manufacturer's site.
In the CU TR and Model Conformity Confirmation Procedures such possibility is not provided.

 

Question: what shall be done in case of actual difficulties with the delivery of product samples for testing? It  possible to provide an option for performing tests at the manufacturer's sites, including abroad?

 
From the question it is not quite clear what products are meant.
Specific properties of every product and its conformity confirmation are reflected in the technical regulations of the Customs Union.

 

For example, paragraph 6, Article 6 of the technical regulation of the Customs Union "On Safety of Equipment to be Operated in Explosion Hazardous Environment" establishes that, if necessary, due to specific manufacturing and installation procedures, as provided by the manufacturer in technical manufacturing or installation documents, equipment tests may be performed at the place of its manufacture and/or installation.

 
42
 In the CU TRs for the products subject to conformity confirmation through certification, there is no substantiation for parameters in the context of certification schemes.
 

For example in TR 019/2011 for individual protection devices, TR 017/2011 for consumer goods industry, the CU TR for perfumes and cosmetics, etc., there are parameters which definition requires clinical trials, human trials and so on, which performance for confirmation of conformity of a batch of products is not anyhow substantiated and is not reasonable.

 

 
The drafts of the above technical regulations of the Customs Union have duly passed public discussion and intrastate approval procedures in the Parties and were also considered and approved at the meeting of the Coordination Committee for Technical Regulation and Application of Sanitary, Veterinary and Phytosanitary Measures of the Customs Union Commission.
Introduction of amendments to the technical regulation of the Customs Union is regulated by the provisions of the Regulation on Development, Adoption, Amendment and Cancellation of Technical Regulations of the Customs Union approved by the Decision of the Eurasian Economic Commission of 20 June, 2012 No. 48.

 

With any substantiated proposals concerning the introduction of relevant amendments to the technical regulation of the Customs Union, one shall contact the technical regulation authority of the Republic of Kazakhstan.

 
43
The CU TRs provide for marking the products that passed CU TR conformity confirmation with common conformity mark regardless of the conformity confirmation form.
What control procedures will be used to ensure that the common conformity mark is correctly used in case of conformity declaration? What measures will be taken in respect of the manufacturers or sellers that incorrectly mark their products with the common mark?

 

Why many CU TRs only provide for conformity confirmation through declaration?

 
Article 1 of the Agreement on Uniform Principles and Rules of Technical Regulation in the Republic of Belarus, Republic of Kazakhstan and the Russian Federation of 18 November 2010 (hereinafter - the Agreement) reads that a technical regulation of the Customs Union is a document establishing requirements binding in the Customs Union in respect of products or products and associated production, installation, setup, operation (use), storage, carriage (transportation), marketing and disposal processes approved by the Customs Union Commission.
In accordance with paragraph 1, Article 9 of the Agreement liability for the failure to comply with the technical regulations of the Customs Union, and for the improper assessment (confirmation) of products conformity with the requirements of the technical regulations of the Customs Union shall be established by the laws of each Party. Paragraph 3, Article 9 of the Agreement provides for harmonization of the Parties' laws where it concerns liability for the failure to comply with the technical regulations of the Customs Union, and for the improper assessment (confirmation) of products conformity with the requirements of the technical regulations of the Customs Union.
 

The procedure of state control (oversight) over the observance of the technical regulations of the Customs Union in the manner established in the laws of each Party is provided in Article 120 of the Agreement.


In accordance with paragraph 5 of the Instruction on the application of model conformity assessment (confirmation) procedures in the technical regulations of the Customs Union, approved by the Decision of the Customs Union Commission of 7 April 2011 No. 621, conformity assessment forms and procedures shall be selected based on the total of the risk of misleading conformity assessment and the damage from the use of assessed products. Conformity assessment forms and procedures shall be selected based on the following key factors:


degree of products potential danger;


sensitivity of target values to changing production and/or operating factors;


status of the applicant (manufacturer, manufacturer's authorized representative, seller, supplier);


adequacy of the degree of proof of conformity and costs of conformity assessment to the purposes of the technical regulation.

 
44 Plans of implementation of approved CU TRs state the dates by when competent bodies of the parties shall develop recommendations for application of particular technical regulations. However, at present there are no recommendations for application of these CU TRs even in respect of those technical regulations that have already come into effect. Currently this issue is being worked through by the EEC..
45
The Annexes to the CU TRs that specify regulatory documents for requirements and regulatory documents for test methods contain multiple errors:
1) references to expired regulatory documents;

 
2) while no specific requirements and parameters are given in a particular section of a CU TR, the attached list of regulatory documents, where it concerns test methods under such section, provides regulatory documents for the methods of defining the parameter omitted in the text.

 
3) in some CU TRs (for example, in the CU TR for electromagnetic compatibility), the Lists of regulatory documents do not give the names of regulatory documents, or give only names of regulatory documents, without numbers and abbreviations.

 

4) In the CU TR 019/2011 for individual protection devices:

 

P. 4.4., item 17 where it concerns test methods - there are inconsistencies in the names of regulatory documents: GOST R 12-4.218-2002 "Safety Standards System. Individual Protection Devices: Method of Measurement of Materials Permeability in Aggressive Media", and STB GOST R 12-4.218-2001 «Safety Standards System. Protective Work wear. General Specifications".​

 
In accordance with paragraph 13 of the Regulation on developing the lists of international and regional (interstate) standards, and in case of their absence - of national (state) standards ensuring conformity with the requirements of the technical regulation of the Customs Union and necessary for assessment (confirmation) of conformity, approved by the Decision of the Customs Union Commission of 7 April, 2011 No. 629, lists of standards shall be updated by the Party's body responsible for the development of the technical regulation, based on monitoring and the results of application of standards alongside with the proposals from the Parties' authorities.

Currently, based on the proposals from the Parties' authorities we have prepared the draft amendment to the Lists of Standards to the technical regulations "On Safety of Low-Voltage Equipment", "On Safety of Products Designed for Children and Teenagers", "On Safety of Toys". "On Safety of Consumer Goods", "On Safety of Grain", "On Safety of Individual Protection Devices", "Technical Regulation for Fruit and Vegetable Juice Products", which is to be considered at the third meeting of the Advisory Committee for Technical Regulation, Sanitary, Veterinary and Phytosanitary Measures.


The Commission have not received any proposals concerning the update of the list of standards to the technical regulation "Electromagnetic Compatibility of Equipment" from the Parties.

 
46
Concerning the availability of regulatory documents, in accordance with the decision of the CUC No. 629 of 07.04.2011, p. 11 reads "the standardization bodies of the Parties which national standards are included in the List shall provide the Parties' standardization bodies with official copies of such national standards in Russian in an electronic form".
In reality this requirement is not observed
 
This issue shall be considered at the meeting of the Advisory Committee for Technical Regulation, Sanitary, Veterinary and Phytosanitary Measures. Russian standards are available also through Internet (they are posted by Rosstandart, Consultant-Plus, Techexpert, etc.). In the Republic of Belarus the National Fund of Technological Regulations provides free access only to an STB, ISO or EN card, and in the Republic of Kazakhstan free access is provided to the Index of Standards ST RK. The texts of respective regulatory documents can be received on contractual (paid) basis only.
47 Information given on the web-site of the Eurasian Economic Commission, where it concerns the procedures used for assessment of conformity with sanitary and health standards, includes the list of organizations and institutions providing access to full-text procedures. However, not all of the information given there is true to the fact. It is necessary to have comprehensive information concerning available procedures, for example, which procedures may be provided by a particular organization.
According to the Department of Sanitary, Veterinary and Phytosanitary Measures of the Eurasian Economic Commission on the web-site one can find the list of competent bodies to refer to.

It is impossible to give the details of each developer organization for each procedure.

 
48 In some CU TRs the List of regulatory documents have references to ISO standards. It is not clear how ISO standards are expected to be used if they are not adopted by the Parties either as national, or as interstate standards.
In accordance with paragraph 7 of the Regulation on developing the lists of international and regional (interstate) standards, and in case of their absence - of national (state) standards ensuring conformity with the requirements of the technical regulation of the Customs Union and necessary for assessment (confirmation) of conformity, approved by the Decision of the Customs Union Commission of 7 April 2011 No. 629, international and regional standards shall apply after they are adopted as interstate or national (state) standards of the Customs Union member states.

When updating the lists of standards, the Party's body responsible to the development of the technical regulation shall put them into conformity with the Regulation on List Compilation Procedure and provide for the development of ISO-based interstate standards when preparing the draft Program of Development of Interstate Standards to a technical regulation.

 
49 Official documents posted on the web-site of the Eurasian Economic Commission are not updated after been amended.
On the web-site of the Eurasian Economic Commission (http://www.eecomission.org):

- documents adopted by the EEC are given in the section "The Eurasian Economic Commission"/ "Documents of the Eurasian Economic Commission".

- documents adopted by the Commission of the Customs Union are given in the section "Documents"/ "Catalogue of CUC Decisions".

 
50
Over 2012 the Customs Union TN VED Classification has already been amended two times.

Is it possible, to avoid endless updating of accreditation areas of accredited entities, to give in the accreditation area a TN VED code of the group (2 first digits) or the commodity item (4 digits) rather than subitems and subheadings?

The Foreign Trade Goods Classification gives a systematic summary of all goods circulating in foreign trade. These goods are arranged in sections, groups, subgroups, commodity items, subitems, subheadings which haves names indicating, as briefly as possible, the categories or types of the goods that they cover. Sections or groups include great diversity of goods, one commodity item may include great diversity of goods which tests may require different equipment and different test procedures.
51
Where and how one can buy the index of standards of the Republic of Belarus?

For convenience of use of national regulatory documents of the Parties given in the lists of regulatory documents to the CU TRs one may use Indexes of Standards. While it is rather simple to buy the Russian Index buying the Index of Standards of the Republic of Belarus is connected with certain difficulties.

 
The fund of technical regulatory documents of the Republic of Belarus is placed on the web-site www.tnpa.by.
To purchase the document in question please contact BelGISS.

Contract details:

Minsk, Melezha St., d. 3,

220113, Republic of Belarus, tel. (017)262 05 52 tel./fax (017)262 15 20
 

e-mailbelgiss@mail.belpak.byinfo@belgiss.by www.belgiss.by 

 

Working hours - from 8.30 till 17.00


Lunch break - from 12.00 till 12.30

 
52 Is it possible to arrange a fast communication channel between the Coordination Board, working groups and technical regulation bodies of the Customs Union? Communication between the EEC employees and the employees of competent bodies of the Parties is arranged through electronic means of communication.
53 What procedure shall be followed for confirmation of conformity of products imported from Europe with the requirements of the technical regulation of the Customs Union "On Safety of Consumer Products" (approved by the Decision of the Customs Union Commission of 9 December, 2011 No. 876 (CU TR 017/2011)) if the products are branded and the batch is 2-3 items?
Confirmation of products conformity with the requirements of the technical regulation of the Customs Union "On Safety of Consumer Products" approved by the Decision of the Customs Union Commission of 9 December, 2011 No. 876 (hereinafter – CU TR 017/2011) shall be carried out in accordance with Article 11 of the said regulation.

The technical regulation CU TR 017/2011 provides for two forms of conformity confirmation: declaration (both based on own proofs (procedures 1d, 2d), and with participation of accredited laboratories (procedures 3d, 4d, 6d)) and certification (procedures 1с, 2с, 3с). Procedures of declaration based on own proofs may be replaced by declaration procedures with participation of accredited laboratories, or in general - declaration may be substituted by certification.


Items subject to certification are underwear, shape wear, swimwear and similar items, bed-linen, 1st layer (summer time) hosiery.


Items subject to declaration with  participation of accredited laboratories (procedures 3d, 4d, 6d) are:


- 2nd and 3rd layer clothing and garments;


- jersey fabrics;


- longcloths, apparel and huckaback textiles and fabrics;


- leather and fur clothing and garments;


- 2nd layer (winter time) hosiery;


- headwear;


- footwear, except felted footwear;

 

carpeting and machine-made ware.


Items subject to declaration based on own proofs (procedures 1d, 2d) are:


neckwear (scarves, neck pieces, headscarves), bedding, textile cloths: shoe, decoration, furniture, artificial fur, and fabric with woven-in pile, narrow fabrics, leather haberdashery articles, felt, batt and nonwoven fabrics, manmade and genuine leather, processed fur skins.


Article 11of the technical regulation establishes that, for the purposes of conformity confirmation (both for declaration and certification) the applicant may add to the package of documents confirming the products conformity with the requirements of CU TR 017/2011, test reports of the consumer goods samples (standard goods samples) (with validity of no more than 3 years).

 

Besides, please note that the requirements of the technical regulation of the Customs Union (CU TR 017/2011) "On Safety of Consumer Goods" is not applicable to the following:


- second-hand products;


- products made to private orders;


- healthcare articles;


- special-purpose, in-house, personal protection products and materials that they are manufactured from;


- designed for children and teenagers;


- packaging textiles, woven bags;

 

- материалы и изделия из них технического назначения;

 

textiles and industrial textile articles;


- gift products and arts and crafts items;


- sporting articles designed for outfit of sport teams.

54
Is it possible, after 1 January, 2013, to sell in Belarus "fabric and textile" products previously purchased by a self-employed individual for industrial use without declaration of these products conformity with the requirements of the CU technical regulation "On Safety of Consumer Goods" (CU TR 017/2011), if there are documents on assessment (confirmation) of conformity in accordance with the national laws in force at the moment of purchase or if no such documents were required?
In accordance with paragraph 5 Article 1 of the technical regulation of the Customs Union "On Safety of Consumer Goods" (CU TR 017/2011) (hereinafter – the technical regulation), approved by the Decision of the Customs Union Commission of 9 December, 2011 No. 876 (hereinafter – the Decision) the technical regulation establishes binding requirements to consumer goods within the Customs Union for the purposes of protecting human life and health and preventing any actions misleading the consumers (users) of the goods.

The Decision establishes transitional provisions including those concerning the validity of documents with assessment (confirmation) of conformity with compulsory requirements issued before the technical regulation came into force.

 

In accordance with subparagraph 3.2, paragraph 3 of the Decision, documents with assessment (confirmation) of conformity with compulsory requirements established by regulatory legal acts of the Customs Union or the laws of any Customs Union member state and issued for the products being the subject of technical regulation of a technical regulation before the technical regulation came into force, shall remain in force until their expiry subject to the maximum of 1 July, 2014. Such documents, issued or adopted before the official release of the Decision, shall be valid until the date of their expiry.


Please be also informed that in accordance with subparagraph 3.3, paragraph 3 of the Decision, before the 1 July, 2014 products may be put into circulation in accordance with compulsory requirements previously established by regulatory legal acts of the Customs Union or the laws of any Customs Union member state, if they are provided with the documents on assessment (confirmation) of conformity of the products with such compulsory requirements, issued or adopted before the adoption date of the technical regulation. Such products cannot be remarked and shall be marked with a national conformity mark (market circulation mark) in accordance with the decisions of the Customs Union Commission of 20 September, 2010 No.386.

 

In accordance with paragraph 3, Article 3 of the technical regulation, products, when released to and put into circulation in the market, shall be accompanies by complete and reliable information about them by means of marking for prevention of any actions misleading the consumers (users) of the goods in respect of the products safety.


In accordance with paragraph 2, Article 3 of the technical regulation, consumer goods which conformity with the requirements of the technical regulation is not confirmed, cannot be marked with the common market circulation mark of the Customs Union member states and cannot be put into circulation in the market.

 

Subparagraph 3.3-1, paragraph  3 of the Decision provides for production and putting into circulation in the customs territory of the Customs Union of the products that, before the before effective date of the technical regulation, was not subject to compulsory assessment (confirmation) of conformity under regulatory legal acts of the Customs Union or the laws of any Customs Union member state, without documents of compulsory assessment (confirmation) of conformity and without any national conformity (market circulation) mark.


It shall be also noted that in accordance with subparagraph 3.4, paragraph 3 of the Decision, circulation of the products put into circulation during the validity of the conformity assessment (confirmation) documents specified in subparagraph 3.2 of the Decision, and the products specified in subparagraph 3.3-1 of the Decision is allowed during the service life of the products determined in accordance with the laws of the Customs Union member state.

 

At the same time, in accordance with paragraph 2 of the technical regulation, circulation of products in the market shall mean products movement from manufacturer to user (consumer), embracing all processes that such products undergo after their production is completed, and putting products into circulation means marketing in the Customs Union member states of the products shipped from the warehouse of the manufacturer, seller or the person acting for the foreign manufacturer, or shipped without storage, or exported for sale in the territory of the Customs Union member states.


(The answer has been prepared in accordance with the acts in force as of 30 November, 2012)

55 May production status be analysed by a certification authority without an expert's visit to the facility if conformity with the requirements of technical regulations of the Customs Union is confirmed in accordance with procedure 1с​? In accordance with paragraph 5 the Instruction on the application of model conformity assessment (confirmation) procedures in the technical regulations of the Customs Union, approved by the Decision of the Customs Union Commission of 7 April, 2011 No. 621 (hereinafter – the Instruction), conformity assessment forms and procedures shall be selected based on the total of the risk of misleading conformity assessment and the damage from the use of assessed products. Conformity assessment forms and procedures shall be selected based on the following key factors:

- degree of products potential danger;

- sensitivity of target values to changing production and/or operating factors;

- status of the applicant (manufacturer, manufacturer's authorized representative, seller, supplier);

- adequacy of the degree of proof of conformity and costs of conformity assessment to the purposes of the technical regulation.

In accordance with the Instruction, model certification procedures 1с, 5с, 7с includes the manufacturer's production status analysis after which a production status analysis report is to be executed. The goal of the production status analysis is to check if the manufacturer has required conditions for steady production of mass-produced items.

At the same time, in accordance with Article 2 of the Agreement on mutual recognition of accreditation of certification (conformity assessment (confirmation)) bodies and test laboratories (centers) that carry out conformity assessment (confirmation), the Parties mutually recognize accreditation of certification (conformity assessment (confirmation)) bodies and test laboratories (centers) that carry out conformity assessment (confirmation) within national accreditation systems of the Parties' states to the extent that the Parties' states have operating national accreditation system with rules and procedures enabling accreditation in accordance with the requirements of international standards.

In accordance with paragraph 17 of the Rules of accreditation of certification bodies and test laboratories (centers) that carry out conformity confirmation, attestation of accreditation experts and engagement and selection of accreditation experts and technical experts for accreditation work, approved by the ruling of the Government of the Russian Federation of 19 June 2012 No. 602, Rosakreditatsiya takes accreditation or no-accreditation decision based on the applicant's conformity with target accreditation criteria.

The accreditation criteria approved by the order of the Ministry of Economy and Development of Russia of 16 October, 2012 No. 682, in accordance with paragraph 12.9, imply that the certification body follows certain certification rules including, in particular, description of certification procedures and rules of inspector's control (if provided in the certification procedure).

Besides, it shall be noted that in accordance with paragraph 1, Article 9 of the Agreement on Uniform Principles and Rules of Technical Regulation in the Republic of Belarus, Republic of Kazakhstan and the Russian Federation, liability for the failure to comply with the technical regulations of the Customs Union, and for the improper assessment (confirmation) of products conformity with the requirements of the technical regulations of the Customs Union shall be established by the laws of each Party.​
 
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